{ "node": "hk-cm-kg", "door": "https://mcp.hk-cm-kg.ai", "market": "hk", "jurisdiction_namespace": "hk-eco-10060", "chapter": "hk.chapter.v10", "source": "Book of Markets mirror (allooloocmkgapex/book), read at request time", "kind": "book-section", "family": "ECO", "version": "hk.eco.v3", "supersedes": "hk.eco.v2", "book_path": "hk/sections/hk.eco.v3.json", "book_sha256": "sha256:f666bb6df3920dd19929d53b5bb474137fe99a58467660c9b3f32916b50c82b7", "section": { "section_id": "book:hk:eco", "family": "ECO", "schema": "SM-ECO-10060 canonical text v1.0 (2026-10-30) · chapter schema v0.1 (unratified) · Appendix A", "schema_version": "0.1", "version": "hk.eco.v3", "supersedes": "hk.eco.v2", "market": "hk", "node": "hk-cm-kg", "produced_at": "2026-10-31T02:04:09Z", "observed": { "earliest_read": "2026-10-23", "latest_read": "2026-10-31T02:04:00Z" }, "fields": [ { "name": "jurisdiction_scope", "value": { "territory": "Hong Kong", "regime": "Hong Kong's securities and futures markets", "regulator": "Securities and Futures Commission (SFC)", "legal_basis": "Securities and Futures Ordinance (SFO) and subsidiary legislation" }, "read_at": "2026-10-31T02:01:18Z", "pages_checked": [ "https://www.sfc.hk/en/About-the-SFC/Our-role", "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768A10C17C44385AB1AD8C0A29D2844", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=H457", "https://mcp.getissuer.ai/mcp", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=16EC73", "https://www.sfc.hk/en/Regulatory-functions/Intermediaries/Supervision/Search-regulations-by-topic/Professional-Investors", "https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/suitability/openAppendix?refNo=22EC10&appendix=0" ], "source_url": "https://www.sfc.hk/en/About-the-SFC/Our-role", "source_date": "20 Apr 2021" }, { "name": "competent_authorities", "value": "Securities and Futures Commission (SFC) - \"an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets\"", "read_at": "2026-10-23", "pages_checked": [ "https://www.sfc.hk/en/About-the-SFC/Our-role" ], "source_url": "https://www.sfc.hk/en/About-the-SFC/Our-role" }, { "name": "duty_map", "value": [ { "duty": "suitability (SFC Code of Conduct paragraph 5.2)" } ], "read_at": "2026-10-30T21:17:22Z", "pages_checked": [ "https://mcp.getissuer.ai/mcp" ], "source_url": "https://mcp.getissuer.ai/mcp" }, { "name": "regulated_activities", "value": "not_found", "read_at": "2026-10-31T02:03:55Z", "pages_checked": [ "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768A10C17C44385AB1AD8C0A29D2844", "https://www.sfc.hk/en/About-the-SFC/Our-role", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=H457", "https://mcp.getissuer.ai/mcp", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=16EC73", "https://www.sfc.hk/en/Regulatory-functions/Intermediaries/Supervision/Search-regulations-by-topic/Professional-Investors", "https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/suitability/openAppendix?refNo=22EC10&appendix=0" ] }, { "name": "participant_categories", "value": "not_found", "read_at": "2026-10-31T02:01:18Z", "pages_checked": [ "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768A10C17C44385AB1AD8C0A29D2844", "https://www.sfc.hk/en/About-the-SFC/Our-role", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=H457", "https://mcp.getissuer.ai/mcp", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=16EC73", "https://www.sfc.hk/en/Regulatory-functions/Intermediaries/Supervision/Search-regulations-by-topic/Professional-Investors", "https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/suitability/openAppendix?refNo=22EC10&appendix=0" ], "conflict": { "values": [ { "value": [ "Corporate Professional Investors", "Individual Professional Investors", "Institutional Professional Investors" ], "source_url": "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768A10C17C44385AB1AD8C0A29D2844", "quote": "15.5 Exempt provisions for Corporate Professional Investors and Individual Professional Investors where licensed or registered persons have complied with paragraph 15.3B and Institutional Professional Investors", "source_date": "January 2026" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt mentions \"Corporate Professional Investors,\" \"Individual Professional Investors,\" and \"Institutional Professional Investors\" in the context of exempt provisions (15.5), but it doe", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "product_categories", "value": "not_found", "read_at": "2026-10-31T01:48:03Z", "pages_checked": [ "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768A10C17C44385AB1AD8C0A29D2844", "https://www.sfc.hk/en/About-the-SFC/Our-role", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=H457", "https://mcp.getissuer.ai/mcp", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=16EC73", "https://www.sfc.hk/en/Regulatory-functions/Intermediaries/Supervision/Search-regulations-by-topic/Professional-Investors", "https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/suitability/openAppendix?refNo=22EC10&appendix=0" ], "conflict": { "values": [ { "value": [ "Non-exchange traded products", "Exchange traded products (eg, derivative warrants, callable bull/ bear contracts and leveraged and inverse products)" ], "source_url": "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "quote": "Some types of exchange traded products (eg, derivative warrants, callable bull/ bear contracts and leveraged and inverse products) may have a higher level of risk than others.", "source_date": "23 July 2026" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt mentions \"exchange traded products (eg, derivative warrants, callable bull/bear contracts and leveraged and inverse products)\" explicitly, but it does not explicitly mention or di", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "issuer_and_listing_scope", "value": { "listing_matters_regulated_by": "The Stock Exchange of Hong Kong Limited", "sfc_role": "Exercising oversight of regulations governing takeovers and mergers of public companies and of The Stock Exchange of Hong Kong Limited's regulation of listing matters" }, "read_at": "2026-10-31T02:01:18Z", "pages_checked": [ "https://www.sfc.hk/en/About-the-SFC/Our-role", "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768A10C17C44385AB1AD8C0A29D2844", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=H457", "https://mcp.getissuer.ai/mcp", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=16EC73", "https://www.sfc.hk/en/Regulatory-functions/Intermediaries/Supervision/Search-regulations-by-topic/Professional-Investors", "https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/suitability/openAppendix?refNo=22EC10&appendix=0" ], "source_url": "https://www.sfc.hk/en/About-the-SFC/Our-role", "source_date": "20 Apr 2021" }, { "name": "exchanges_and_venues", "value": [ { "name": "The Stock Exchange of Hong Kong Limited (HKEX) - Main Board (Main Board Listing Rules) and GEM (GEM Listing Rules)", "listings_page": "https://en-rules.hkex.com.hk/rulebook/207c" } ], "read_at": "2026-10-23", "pages_checked": [ "https://en-rules.hkex.com.hk/rulebook/207c" ], "source_url": "https://en-rules.hkex.com.hk/rulebook/207c", "conflict": { "values": [ { "value": [ "The Stock Exchange of Hong Kong Limited", "Hong Kong Futures Exchange Limited" ], "source_url": "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768A10C17C44385AB1AD8C0A29D2844", "quote": "persons which deal in securities and/or futures contracts listed or traded on The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited", "source_date": "January 2026" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt mentions \"licensed or registered persons which deal in securities and/or futures contracts listed or traded on The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchang", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "information_stores", "value": "HKEXnews (the Exchange's website; listed issuers submit ready-to-publish electronic copies through HKEx-EPS for publication, Main Board Rule 2.07C)", "read_at": "2026-10-23", "pages_checked": [ "https://en-rules.hkex.com.hk/rulebook/207c", "https://www.hkexnews.hk/index.htm" ], "source_url": "https://en-rules.hkex.com.hk/rulebook/207c", "conflict": { "values": [ { "value": [ { "name": "HKEXnews", "content": "materials and information provided to HKEX electronically (including information provided in electronic format) by listed issuers, new listing applicants and relevant parties", "sections": [ "Listed Company Information", "CCASS Shareholding", "Disclosure of Interests" ], "note": "The information contained in the materials is not verified by HKEX." } ], "source_url": "https://www1.hkexnews.hk/search/titlesearch.xhtml", "quote": "Please note that the web page contains materials and information provided to HKEX electronically (including information provided in electronic format) by listed issuers, new listing applicants and relevant parties", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms that HKEXnews contains materials provided electronically by listed issuers and relevant parties, and that HKEX does not verify the information. However, it does not expli", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "store_lookup", "value": "HKEXnews Listed Company Information Title Search (search by stock code / name; results sortable by release time)", "read_at": "2026-10-23", "pages_checked": [ "https://www1.hkexnews.hk/search/titlesearch.xhtml" ], "source_url": "https://www1.hkexnews.hk/search/titlesearch.xhtml", "conflict": { "values": [ { "value": [ { "store": "HKEXnews", "method": "Listed Company Information Title Search", "result_fields": [ "Release Time", "Stock Code", "Stock Short Name", "Document" ], "sort_options": [ "Latest information", "Oldest information", "Stock Code low to high", "Stock Code high to low", "Stock Name A to Z", "Stock Name Z to A" ] } ], "source_url": "https://www1.hkexnews.hk/search/titlesearch.xhtml", "quote": "Listed Company Information Title Search", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms the method (\"Listed Company Information Title Search\") and the listed sort options, but it does not explicitly mention the exact \"result_fields\" (e.g., \"Release Time,\" \"S", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "periodic_reporting", "value": [ { "report": "Preliminary annual results announcement (Main Board 13.49(1))", "deadline": "The issuer must publish such results not later than three months after the end of the financial year" }, { "report": "Annual report / summary financial report (13.46(2))", "deadline": "not less than 21 days before the date of the AGM and in any event not more than four months after the end of the financial year" }, { "report": "Preliminary interim results announcement, first six months (13.49(6))", "deadline": "not later than two months after the end of that period" }, { "report": "Interim report / summary interim report (13.48(1))", "deadline": "not later than three months after the end of that period of six months" } ], "read_at": "2026-10-23", "pages_checked": [ "https://en-rules.hkex.com.hk/rulebook/1346", "https://en-rules.hkex.com.hk/rulebook/1348", "https://en-rules.hkex.com.hk/rulebook/1349" ], "source_url": "https://en-rules.hkex.com.hk/rulebook/1346" }, { "name": "ad_hoc_disclosure", "value": "Main Board Rule 13.09(2)(a): \"Where an issuer is required to disclose inside information under the Inside Information Provisions [Part XIVA SFO], it must also simultaneously announce the information.\" Rule 13.09(1): announce information necessary to avoid a false market as soon as reasonably practicable after consultation with the Exchange; Rule 13.10A: apply for trading halt/suspension where an announcement cannot be made promptly", "read_at": "2026-10-23", "pages_checked": [ "https://en-rules.hkex.com.hk/sites/default/files/net_file_store/HKEX4476_2472_VER20.pdf" ], "source_url": "https://en-rules.hkex.com.hk/sites/default/files/net_file_store/HKEX4476_2472_VER20.pdf" }, { "name": "filing_formats", "value": "Ready-to-publish electronic copy submitted through HKEx-EPS for publication on the Exchange's website (Rule 2.07C(1)(a)(i))", "read_at": "2026-10-23", "pages_checked": [ "https://en-rules.hkex.com.hk/rulebook/207c" ], "source_url": "https://en-rules.hkex.com.hk/rulebook/207c", "conflict": { "values": [ { "value": [ { "format": "electronic", "description": "materials and information provided to HKEX electronically (including information provided in electronic format)", "channel": "HKEX e-Submission" } ], "source_url": "https://www1.hkexnews.hk/search/titlesearch.xhtml", "quote": "materials and information provided to HKEX electronically (including information provided in electronic format) by listed issuers, new listing applicants and relevant parties", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt mentions \"materials and information provided to HKEX electronically (including information provided in electronic format) by listed issuers, new listing applicants and relevant pa", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "filing_languages", "value": "\"Any publication by an issuer pursuant to this rule 2.07C must be made in both the English and Chinese language unless otherwise stated.\"", "read_at": "2026-10-23", "pages_checked": [ "https://en-rules.hkex.com.hk/rulebook/207c" ], "source_url": "https://en-rules.hkex.com.hk/rulebook/207c" }, { "name": "prospectus_regime", "value": "not_found", "read_at": "2026-10-31T02:03:56Z", "pages_checked": [ "https://en-rules.hkex.com.hk/rulebook/207c", "https://www.hkexnews.hk/index.htm", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www1.hkexnews.hk/search/titlesearch.xhtml", "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://en-rules.hkex.com.hk/rulebook/1346", "https://en-rules.hkex.com.hk/rulebook/1348", "https://en-rules.hkex.com.hk/rulebook/1349", "https://en-rules.hkex.com.hk/sites/default/files/net_file_store/HKEX4476_2472_VER20.pdf" ] }, { "name": "product_disclosures", "value": [ { "duty": "Licensed or registered persons should, where available, provide each client with recommended investment products' up-to-date prospectuses or offering circulars and other up-to-date documents relevant to the investments", "source": "SFC FAQs on Compliance with Suitability Obligations (Code of Conduct paragraph 5.2)" } ], "read_at": "2026-10-31T01:48:03Z", "pages_checked": [ "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://en-rules.hkex.com.hk/rulebook/207c", "https://www.hkexnews.hk/index.htm", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www1.hkexnews.hk/search/titlesearch.xhtml", "https://en-rules.hkex.com.hk/rulebook/1346", "https://en-rules.hkex.com.hk/rulebook/1348", "https://en-rules.hkex.com.hk/rulebook/1349", "https://en-rules.hkex.com.hk/sites/default/files/net_file_store/HKEX4476_2472_VER20.pdf" ], "source_url": "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "source_date": "23 July 2026" }, { "name": "takeover_regime", "value": "not_found", "read_at": "2026-10-31T02:03:57Z", "pages_checked": [ "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768a10c17c44385ab1ad8c0a29d2844", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www.sfc.hk/en/faqs/intermediaries/supervision/Code-of-Conduct/6-May-2022---Code-of-Conduct", "https://di.hkex.com.hk/di/notes/NSForm2.htm", "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://di.hkex.com.hk/di/NSSrchMethod.aspx", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=H457", "https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/suitability/openFile?refNo=20EC25", "https://www.hkex.com.hk/listing/explore-by-role/listed-issuers/equity-securities?sc_lang" ] }, { "name": "ownership_reporting", "value": "not_found", "read_at": "2026-10-31T02:02:17Z", "pages_checked": [ "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768a10c17c44385ab1ad8c0a29d2844", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www.sfc.hk/en/faqs/intermediaries/supervision/Code-of-Conduct/6-May-2022---Code-of-Conduct", "https://di.hkex.com.hk/di/notes/NSForm2.htm", "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://di.hkex.com.hk/di/NSSrchMethod.aspx", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=H457", "https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/suitability/openFile?refNo=20EC25", "https://www.hkex.com.hk/listing/explore-by-role/listed-issuers/equity-securities?sc_lang" ] }, { "name": "short_selling", "value": 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"https://www.sfc.hk/en/faqs/intermediaries/supervision/Code-of-Conduct/6-May-2022---Code-of-Conduct", "source_date": "6 May 2022" }, { "name": "isin_prefix", "value": "HK - Hong Kong Exchanges and Clearing Ltd is the Hong Kong member listed on ANNA's member list", "read_at": "2026-10-23", "pages_checked": [ "https://anna-web.org/anna-members/" ], "source_url": "https://anna-web.org/anna-members/", "conflict": { "values": [ { "value": { "prefix": "HK", "jurisdiction": "Hong Kong", "numbering_agency": "Hong Kong Exchanges and Clearing Ltd", "membership_status": "Member", "substitute_agency": "WM Datenservice", "basis": "ISIN Prefixes and the associated jurisdiction reference are based on the ISO 3166 standard." }, "source_url": "https://anna-web.org/anna-members/", "quote": "ISIN Prefixes and the associated jurisdiction reference are based on the ISO 3166 standard.", "source_date": "12 June, 2026" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms that ISIN prefixes and jurisdiction references are based on the ISO 3166 standard (supporting the \"basis\" claim) and mentions WM Datenservice as a substitute agency (supp", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "lei_requirements", "value": "LEI issued by any GLEIF-accredited LEI issuer accredited for the entity's jurisdiction; \"Legal entities are not limited to using an LEI Issuer domiciled in its own country\". 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"https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Jan-2024_Eng-Final-with-Bookmark_20240119.pdf", "source_date": "June 2012" }, { "name": "additional_duty_fields", "value": "not_found", "read_at": "2026-10-31T02:04:00Z", "pages_checked": [ "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement", "https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/FAQs", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Dec-2025_Eng-Final-with-Bookmark_Jan-2026.pdf?rev=8768A10C17C44385AB1AD8C0A29D2844", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Jan-2024_Eng-Final-with-Bookmark_20240119.pdf", "https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations", "https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/guidelines/guidelines-on-online-distribution-and-advisory-platforms/guidelines-on-online-distribution-and-advisory-platforms.pdf", "https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/suitability/doc?refNo=16EC73", "https://www.sfc.hk/en/Rules-and-standards/Codes-and-guidelines", "https://apps.sfc.hk/edistributionWeb/gateway/EN/consultation/openAppendix?refNo=00CP8&appendix=0", "https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang%20=EN&refNo=18EC67" ] } ], "seed": { "note": "seed v1 (BOOK-01): the twelve node-page fields and 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